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Empirical Provenance
:
A New Paradigm for Imaging Authenticity


What is Empirical Provenance?

The key to widespread adoption of digital representations is simple evaluation of the representation’s trustworthiness.
  Empirical – Information about the world derived from sensory experience
  Provenance – The known history of something in our world
  Empirical provenance – The history of all actions performed on empirically captured information about the world
  Describes the process history pipeline applied along the path from raw data acquisition all the way to the completed representation


Making a Case for Empirical Provenance

Empirical provenance techniques could have helped scholars and revolutionaries in the early 20th century when Russian dictator Josef Stalin was obliterating all traces of his rivals for Communist Party leadership. In this crowd shot example, Stalin erased the image of popular Red Army leader Leon Trotsky (below, left) from his position next to Bolshevik icon Vladimir Lenin (below right).

  Historical photos from: King, David. The Commissar Vanishes: The falsification of photographs and art in Stalin’s Russia, Metropolitan Books, Henry Holt & Company, New York, NY, 1997, pp. 46-47.

Emprical Provenance is Tough On Tyrants. By decoupling authenticity from authority, information can be judged on its own merits by everyone.


In the hypothetical example shown here, using empirical provennce techniques would have revealed what had been done to the original photo. If the original photo was available, along with the empirical provenance record, the trustworthiness, or lack thereof, would be clear to all. (see photo-illustration of possible empirical provenance Photoshop Action palette, right).  


The Argument for Empirical Provenance


If present in digital representations of cultural heritage materials and associated with the original acquired data, empirical provenance can:
  Permit the qualitative evaluation of digital information
  Allow digital information accuracy to be tested through confirmatory replication
  Increase the acceptance of online information by
scholars, educators, and the public
  Promote collaborative, distributed scholarship
  Reduce risk through transparency
    >Analogy: ingredients labels on food.

Empirical provenance democratizes and decentralizes the empirical capture of our cultural heritage by adding these elements: If joined with digital representations of cultural heritage materials, empirical provenance can:
  Decouple authenticity from authority
  Deliver a transparent process to replace reputation in
reliability assessment
  IAllow anyone to create scientifically reliable documentation
by following proper practices
  Empower cultural communities to care for and share their
heritage.

RTI is an example of a class of robust digital representation methods that are:
  Based on digital photography
  Inexpensive
  IEasy to learn
  Capable of automatic post-processing
  Capable of automatic recording of empirical provenance
  Capable of automatic mapping to semantically robust archiving
schema (i.e. ISO standard 21127, the CIDOC CRM).**




Empirical Provenance Examples

Non-digital – Evaluating the trustworthiness of a plaster model replica of an architectural feature requires this data:
  Surface preparation
  Type of flexible mold material
  IType of structural shell
  Final finishing of the mold
  Material composition and casting method of the final model
  Chasing (finishing) of the plaster model
(This information permits assessment of surface fidelity and the
probability of warping during casting.)

Digital photography – Evaluating the trustworthiness of a digital photograph requires this data:
  EXIF* and IPTC* data
  Raw conversion settings
  IPhotoshop actions and settings
  Distortion correction
  Image resizing
  Sharpening
  More ...

Reflection Transformation Imaging (RTI) -- RTIs built from image sequences:
  Processing is identical for each image
    Data saved:
    Light position determination
    Original raw images
    RAW to TIFF conversion settings (.XMP files)
    All image processing done with CHI’s PTM generator program (fig 1) which saves:
    Photoshop actions and settings (including resizing and sharpening)
    Light position files and command line arguments for RTI generation software
    Log file (fig 2) of every action it performs
    Final RTIs in various sizes

figure 01 (left), figure 02 (above)
This information, used in association with the original RAW capture, permits assessment of the impact of automatic and volitional image editing operations on the images “authenticity.” Then you can answer questions such as: “Can I use this digital representation in my work?”


* EXIF = exchangeable image file format; IPTC = International Press Telecommunications Council standards
** CIDOC CRM = International Council of Museums Committee on Documentation Conceptual Reference Model


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Quick Links :
What is Empirical Provenance
Making a Case for Empirical Provenance
Argument for Empirical Provenance
Examples of Empirical Provenance


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Featured Publication :
"A Digital Future for Cultural Heritage", presented at CIPA 2007
 
 
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